Luthor

Luthor is an advanced AI-driven compliance platform specifically designed for registered investment advisors (RIAs) to ensure that their marketing content adheres to SEC and FINRA regulations. As of 2026, Luthor stands out as a leading compliance tool in the financial sector, offering a seamless integration of artificial intelligence to automate the compliance review process. By leveraging AI, Luthor efficiently scans and analyzes marketing materials, identifying potential compliance issues and suggesting compliant alternatives. This not only reduces the manual effort required for compliance checks but also significantly minimizes the risk of non-compliance penalties. Ideal for small to medium-sized advisory firms, Luthor offers a comprehensive suite of features including real-time monitoring across multiple channels, a vast library of customizable policy templates, and robust data security measures. With a user-friendly interface and 24/7 customer support, Luthor empowers RIAs to focus more on client engagement and growth rather than regulatory compliance. Its ability to streamline compliance processes makes it an indispensable tool for modern advisors aiming to maintain regulatory standards while scaling their operations.